Account Maintenance


Forms
Financial Professional Authority on Accounts 

Forms

If your firm now works on the SEI Wealth Platform at SEI please access Applications and information here.

Please NoteWe have updated our Securities-Backed Line of Credit (SBLOC) application to make it more user friendly and to allow you and your client to choose which features fit best.  The new SBLOC application may be used when adding an SBLOC to an existing or new CAA or when opening just an SBLOC with no CAA.  

Securities-Backed Line of Credit Application 
Individual/Joint CAA Application 
Trust CAA Application 
Entity CAA Application

Corporate Resolution of Authority
Limited Liability Resolution of Authority
Limited Partnerships Resolution of Authority

Trust Certification Form
Trustee Certification/Affidavit for SBLOCs

TotalCash® Manager (TCM) Agreement
Request to Change TotalCash® Manager Firm Administrator

Account Closure Form
Additional Owner Form
Account Signer Removal Form
Request to Add or Change Third-Party Statement Recipient
Target Balance Request Form

ACH Loan Authorization Payment Form
ACH Transfer Form
Your client should use our online Funds Transfer service tool to make a one-time or recurring electronic money transfer between their account with us and their account at another financial institution.  
Affidavit of Unauthorized ACH 
Auto Payment Authorization - Internal
Change of Contact Information
Direct Deposit Form
Internal Funds Transfer Request
Interest Capitalization Form
Manual Transfer Request Form 
Payable on Death (POD) Beneficiary Designation Form 
Power of Attorney
Request for Change in Terms
Resolution for Facsimile
Stop Payment

Wire Transfer Agreement Information
Wire Transfer Agreement
Wire Request Form (Domestic)
Wire Request Form (International)
SBLOC Wire Request Form
Wire Instructions - Incoming - Domestic & International
Wire Instructions - Outgoing

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Important Information regarding the SEI Cash Access Account Program

This chart explains how client information can be changed, either by the client or by the Financial Professional.  A client requested change may be initiated by any authorized signer on the account.  An advisor requested change may be submitted by the Financial Professional assigned to the account.  “LOI” refers to signed Letter of Instruction. 

PLEASE NOTE: Financial Professionals must obtain Broker Dealer authorization, if applicable. Please review your custody policy.

Transaction

Client

Financial Professional

Demographic updates (name, address, phone, email address)

Verbal to Bancorp Client Experience team, LOI, or Change of Contact Information

LOI * or Change of Contact Information

Target balance change

Form 

Form

Manual transfer

Verbal to Bancorp Client Experience team, LOI, or Form

Form

Internal funds transfer 

Verbal to Bancorp Client Experience team (up to $4999.99) or
Internal Funds Transfer Request 

Not authorized

External wire **

Phone or Form.
Deposit Account-Domestic
Deposit Account-International
SBLOC

 

Not authorized

Initiate ACH

Form (fee applies) or www.SEICashAccess.com

Not authorized

Initiate External Funds Transfer

LOI or  www.SEICashAccess.com

Not authorized

Treasury check

LOI

Not authorized

Check order

Verbal to Bancorp Client Experience team

Verbal to Bancorp Client Experience***

Check copy

Verbal to Bancorp Client Experience team

LOI

Request debit card

Verbal to Bancorp Client Experience team

LOI

Cancel debit card

Verbal to Bancorp Client Experience team

LOI

Initiate or change 3rd party statement

Verbal to Bancorp Client Experience team

LOI

Statement copy

Verbal to Bancorp Client Experience team

LOI

Place stop pay ****

Verbal to Bancorp Client Experience team

LOI

Cancel stop pay

  

 

 LOI LOI
Remove Inactive Status from account Verbal to Bancorp Client Experience team Verbal to Bancorp Client Experience team
 Close account  LOI Not authorized

Interest Capitalization

Form Not authorized

Request Change in Terms

Form

Form

* Letter of Instruction – must be directed to The Bancorp Bank

** Please refer to wire process for further information 

*** LOI is needed if mailing to an alternate address

**** For online bill payment the stop pay must be an LOI submitted by the client only

 

Also, please note the below language from the CAA client application:

Limited Attorney-in-Fact
I/We hereby authorize the Financial Professional and the Financial Professional firm (collectively, the “Financial Professional”) to facilitate the transfer of funds between this account and my/our SEI Private Trust Company (SPTC) account linked to this account and perform account level maintenance to this account. For a listing of the account level maintenance that can be performed by Financial Professionals and the related processes, visit www.seicashaccess.com. I/We appoint the Financial Professional referenced herein as my/our agent and limited attorney-in-fact with respect to this transfer of funds authorization. The Bank may treat such Financial Professional’s instructions as my/our valid orders. In addition, the Financial Professional may view or obtain information on all of my/our accounts at the Bank, whether previously opened, now opened or opened in the future. Financial Professional shall not be authorized to withdraw funds or assets from the account except as specifically provided herein. 

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If applicable.  Some SEI Investment Accounts are not eligible for linking.  Consult your Advisor or Financial Professional for more details.

This SEI Cash Access Account service is made available by SEI Investment Company to its custodial clients. Banking services are provided by The Bancorp Bank, Member FDIC, which is not affiliated with SEI Investment Company or any of its other subsidiaries. © 2009-2016 SEI

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